Your job is to build your business. Our job is to follow the ever-changing regulatory landscape and let you know what it means for you. These White Papers guide you to stay in compliance with the Sarbanes-Oxley regulations. If you’re unaware of what these new rules mean, you are in imminent danger of being de-listed!
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Topic	Price
Asset Protection Thousands of lawsuits are filed in this country every day of the week. If you are engaged in any bu... Full Details »	$194.99
SOX 404: A Primer You have probably heard a lot about The Sarbanes-Oxley Act, legislation passed in 2002 to strengthen... Full Details »	$39.95
Rules, Rules: To Err is Human; to Forgive, Divine -- Not Characteristic of Regulators. Before the lights on the marquee start flickering, companies really need to assess the projected cos... Full Details »	$29.95
D&O Insurance The escalation in the number of lawsuits already has driven premiums on D&O insurance up, and the ne... Full Details »	$5.95
Current Trends in Financings and Transactions This 8 page tome is the only industry publication that incorporates both the track record and future... Full Details »	$75.95
Board of Directors Analysis The NASD will implement new Rules in the next year which will require outside board membership in or... Full Details »	$9.95
Fairness Opinion or Valuation: Does one size fit all During the last decade, there was an overall increase in the number of transactions including merger... Full Details »	$9.95
Requiring Small Businesses to Expense Stock Options When large corporate scandals such as Enron and WorldCom were publicized in 2001, a great deal of ne... Full Details »	$29.95
Trading OTCBB: Understanding the Landscape In connection with the SEC's approval of NASD Rule 6540 allowing ECNs/ATSs to display their best bid... Full Details »	$9.95
Separation & Release As a business owner or Human Resources Manager, you have decided to make some personnel changes. How... Full Details »	$9.95
Think Like a Banker -- Collateral Assessment Collateral is needed in order to obtain financial loans from banks as well as other debt nstrments f... Full Details »	$39.95
Numbers Don't Lie: What Financial Statements Really Say About a Company As you move forward with the sale of your business, prospective buyers will primarily focus on your ... Full Details »	$9.95
Preferred Stock In the quest for understanding the value of corporate USA, the journey to determine value will event... Full Details »	$14.95
Sarbanes-Oxley: A Brush Stroke With the passage of the Sarbanes-Oxley Act of 2002, the landscape for public companies as well as ac... Full Details »	$9.95
Sourcing Deals in Today’s Market: Financial Buyers As a company looking for funding, you probably have a list of questions a mile long. This white pap... Full Details »	$119.95
Investor and Shareholder Protection It is a myth that shareholders can do little to mitigate their risk other than diversifying their po... Full Details »	$9.95
Regulation S Reg. S is a complex set of regulations and should only be used when advised by counsel with signific... Full Details »	$9.95
How to Research Your Management or Director’s Background With the passage of the Sarbanes-Oxley Act publicly traded companies have faced much more scrutiny. ... Full Details »	$9.95
SOX 404 and the Small Company: Working with the COSO Framework Sarbanes-Oxley Section 404 requires the development of an accounting control framework for the purpo... Full Details »	$39.95
Advisory Team You've devoted countless hours, untold amounts of energy, and a great deal of money to building and ... Full Details »	$9.95
Bridge Over Troubled Water: The in’s and out’s of Bridge Loans Bridge financing often is perceived to be a viaduct to victory valley when in fact it’s a direct rou... Full Details »	$19.95
New Rulings Pertaining to Items 11 and 12 of Form 8-K The Securities and Exchange Commission has issued a new ruling regarding the filing of information w... Full Details »	$9.95
The Spin Zone Spin-offs occur very frequently for a reason. They can unlock substantial value for shareholders of ... Full Details »	$9.95
Valuation Techniques If you're trying to grow your company, you're facing a lot of questions about your company's value. ... Full Details »	$14.95
The OTCBB – What it is, How it Works, and Why you Should be on it What is the Over-the-Counter Bulletin Board? The Over-the-Counter Bulletin Board (OTCBB)... Full Details »	$19.95
A Chancery Court for Nevada: Definition, Costs, and Benefits The paper defines how a chancery court differs from a common law court and from business courts, and... Full Details »	$49.95
Fairness Opinion or Valuation: Does one size fit all During the last decade, there was an overall increase in the number of transactions including merger... Full Details »	$9.95
Tender Offers The scope of Regulation 14E [Rules 14e-1 to 14f-1] was created to assist in providing legal paramete... Full Details »	$14.95
The Proxy Process In July of 2003, the SEC announced that the staff of the Division of Corporation Finance had release... Full Details »	$9.95
Profit vs. Cash Flow: Healthy profits but anemic – Diagnosis is money squeeze. Having adequate cash flow is essential to keep a business running. If your company runs out of avail... Full Details »	$29.95
Rule 13D Rules governing Filing of Particular Schedules relevant to beneficial ownership.... Full Details »	$5.95
The Best Offense is a Good Defense: Due Diligence Defense The landscape for private companies is so radically different than that of the public arena. Compan... Full Details »	$29.95
Equity Buy-Backs Buy-back is a term which may not be clear to small company management or shareholders of significan... Full Details »	$9.95
Decisions, decisions, decisions: Making Good Decisions about Important Issues during Your Company’s IPO Like building a new house, the pre-IPO process is wrought with decisions. And they come not by the ... Full Details »	$29.95
What is the “E” All About Have you ever seen a Ticker Symbol with more than four characters? Wondered what that fifth letter ... Full Details »	$9.95
Management Bandwidth for the IPO Are you thinking about taking your company public? If so, this is required reading for every member... Full Details »	$79.95
Pitching a VC This white paper will lay the foundation for entrepreneurs and small and medium companies with to di... Full Details »	$39.95
Public to Private: Current Market Trends The number of public companies calling it quits and going private is increasing, just as the number ... Full Details »	$9.95
Rule 13D Rules governing Filing of Particular Schedules relevant to beneficial ownership.... Full Details »	$5.95
Research Effects on Community Bank Price Coverage Banking managers investing in analyst coverage to benefit shareholders expect results but does it wo... Full Details »	$9.95
Policies: Preparing for the “fillet” Often just like defendants, much less victims in many cases, aren’t quite ready for the character an... Full Details »	$29.95
Making Your Company SOXable: High-Impact Opportunities for Small Cap Companies You may not have to comply with Sarbanes-Oxley yet, but it is on the horizon. There are many reason... Full Details »	$49.95
Job Ain’t Over Til The Paperwork is Done Every company leaves a paper trail. It’s either a happy trail leading to a land filled with milk an... Full Details »	$29.95
Overview of the M&A Process Bank of America has done it. Donald Trump has too. So, too, have thousands of other companies. In fa... Full Details »	$5.95
10-KSB Development Questionnaire The annual 10-KSB filing is required to contain more detailed information than your quarterly 10-QSB... Full Details »	$9.95
Acquisition Financing Selecting the sources of debt and equity financing for a potential acquisition is a critical step. T... Full Details »	$15.95
Valuing a Public to Private Deal The move from public to private is not a fire sale. Nor is it a return to the hostile leveraged buy-... Full Details »	$5.95
Financing with Venture Capital: Seller Beware Why Venture Cap can be a Venture Trap In some ways it’s even easier to launch a business... Full Details »	$99.95
SEC Filing Schedule All fully reporting public companies, foreign and domestic, are required to file registration statem... Full Details »	$9.95
NASDAQ / AMEX Comparison The OTC Bulletin Board is a quotation service that displays real-time quotes, last-sale prices, and ... Full Details »	$19.95
Financial Fraud: Big League vs. Little League History and each endeavor by man must balance the diabolical with the divine. There exists a common ... Full Details »	$29.95
The Importance of Compliance for SBIs The impact of non-compliance is profound. While many small issuers can operate with inconsistent co... Full Details »	$29.95
Equity Buy-Backs Buy-back is a term which may not be clear to small company management or shareholders of significan... Full Details »	$9.95
Good Reasons to Sell a Great Company Given the ever changing dynamics in a global economy, and daunting industry trends, some owners are ... Full Details »	$39.95
The Corporate Compliance Package Now more than ever, public companies are scrambling to makes sense of the issues that confront them ... Full Details »	$49.95
Decisions, decisions, decisions: Making Good Decisions about Important Issues during Your Company’s IPO Like building a new house, the pre-IPO process is wrought with decisions. And they come not by the ... Full Details »	$29.95
Chief Financial Officer (CFO) This four page document addresses managing the business, technology, development, marketing and fina... Full Details »	$9.95
Hart Scott Changes Impact FPIs The Federal Trade Commission has recently changed the exemption rules for foreign issuers. The rule... Full Details »	$9.95
Avoiding Business Plan Mistakes Dear Entrepreneur, Are you playing the funding game with prospective investors? Then you know th... Full Details »	$39.95
The Importance of Compliance for SBIs The impact of non-compliance is profound. While many small issuers can operate with inconsistent co... Full Details »	$29.95
Merger & Acquisition Process Selling your business will probably be the largest and most important transaction with which you are... Full Details »	$9.95
How Can My Company Trade on the US Markets? The United States Securities and Exchange Commission (SEC) imposes a significantly reduced regulator... Full Details »	$29.95