These White Papers take you out of theory and into practice. With these tools and templates, you can actually produce the documents and reports required by various regulatory agencies.
Please select the white paper(s) that you would like to read. Select as many as you wish. After you have checked-out, you will be given instructions for downloading the paper(s) requested.	Note: Some pop-up blockers may disable shopping cart.

Topic	Price
Preparing to Operate in “Stealth” Mode To operate with stealth means maintaining a low profile – giving no signal as to what your company i... Full Details »	$29.95
Requiring Small Businesses to Expense Stock Options When large corporate scandals such as Enron and WorldCom were publicized in 2001, a great deal of ne... Full Details »	$29.95
The Sarbanes-Oxley Act: Code of Ethics and Audit Committee Requirements Within the Sarbanes-Oxley Act (the “Act”) of 2002, Sections 406 and 407 lay out new requirements reg... Full Details »	$9.95
The Affordable IPO Alternative "Going Public doesn't have to mean Going Broke." Smaller businesses w... Full Details »	$129.99
Making Your Company SOXable: High-Impact Opportunities for Small Cap Companies You may not have to comply with Sarbanes-Oxley yet, but it is on the horizon. There are many reason... Full Details »	$49.95
Negotiating and Closing Negotiation and closing are critical business skills, and central to the SB-2 process - yet, many o... Full Details »	$19.95
Interest on Stock Certificates This brief but significant white paper of three pages covers a relatively new aspect of the money ma... Full Details »	$9.95
The 'Hows' and 'Whys' of Structuring M&A Transactions After countless hours of mulling through financial statements and bargaining for every penny your bu... Full Details »	$39.95
Deregistration: Form 15 Notwithstanding the increased liability to officers under recent legislation, companies may elect to... Full Details »	$9.95
Board of Directors Analysis The NASD will implement new Rules in the next year which will require outside board membership in or... Full Details »	$9.95
The Sarbanes-Oxley Act: Executive Responsibility In July 2002, President Bush signed the Sarbanes-Oxley Act into law. Due in large part to unethica... Full Details »	$9.95
Equity Research Efficiency Quality analyst coverage gives investors detailed information about a company and builds their confi... Full Details »	$9.95
How Can My Company Trade on the US Markets? The United States Securities and Exchange Commission (SEC) imposes a significantly reduced regulator... Full Details »	$29.95
OTCBB: A Great 20f Destination As good a fit as the OTCBB is for development stage companies, many issuers wonder why the technique... Full Details »	$39.95
Sarbanes-Oxley Act Included in this three-page white paper are some HIGHLIGHTS OF THE SARBANES-OXLEY ACT OF 2002 which ... Full Details »	$9.95
Hart Scott Changes Impact FPIs The Federal Trade Commission has recently changed the exemption rules for foreign issuers. The rule... Full Details »	$9.95
Sarbanes-Oxley and Antifraud: Does Section 404 Help Small Companies? The deadline for Sarbanes-Oxley compliance is approaching small businesses rapidly. While it looks l... Full Details »	$29.95
The Affordable IPO Alternative "Going Public doesn't have to mean Going Broke." Smaller businesses w... Full Details »	$129.99
Policies: Preparing for the “fillet” Often just like defendants, much less victims in many cases, aren’t quite ready for the character an... Full Details »	$29.95
Analysis of Financial Statements As a business owner or shareholder you constantly evaluate your firm's financials to determine the o... Full Details »	$9.95
The Importance of Compliance for SBIs The impact of non-compliance is profound. While many small issuers can operate with inconsistent co... Full Details »	$29.95
Convertible Promissory Note If your firm is involved in a situation requiring a Note Purchase Agreement, do you know the standar... Full Details »	$9.95
Getting Prepared for the Emotional Rollercoaster of Going Public Much has been written on the legal and technical side of going public. This paper does not intend t... Full Details »	$29.95
A Chancery Court for Nevada: Definition, Costs, and Benefits The paper defines how a chancery court differs from a common law court and from business courts, and... Full Details »	$49.95
Auditor and Director Independence per the Sarbanes-Oxley Act As a result of increasing accounting and auditing fraud, the SEC has stated that the current supervi... Full Details »	$9.95
Maximizing the Price When Selling a Company The art of negotiation plays a pivotal role in buying or selling a business. Differences of opinion... Full Details »	$39.95
Advisory Team You've devoted countless hours, untold amounts of energy, and a great deal of money to building and ... Full Details »	$9.95
Deregistration: Form 15 Notwithstanding the increased liability to officers under recent legislation, companies may elect to... Full Details »	$9.95
Fairness Opinion or Valuation: Does one size fit all During the last decade, there was an overall increase in the number of transactions including merger... Full Details »	$9.95
Pitching a VC This white paper will lay the foundation for entrepreneurs and small and medium companies with to di... Full Details »	$39.95
Valuation Techniques If you're trying to grow your company, you're facing a lot of questions about your company's value. ... Full Details »	$14.95
Reverse Mergers: Pitfalls and Alternatives Many middle-market businesses ($1 million-$25 million) have used reverse mergers as a perceived low-... Full Details »	$69.95
Sarbanes-Oxley Act Included in this three-page white paper are some HIGHLIGHTS OF THE SARBANES-OXLEY ACT OF 2002 which ... Full Details »	$9.95
Rule 13D Rules governing Filing of Particular Schedules relevant to beneficial ownership.... Full Details »	$5.95
Good Reasons to Sell a Great Company Given the ever changing dynamics in a global economy, and daunting industry trends, some owners are ... Full Details »	$39.95
Bridge Over Troubled Water: The in’s and out’s of Bridge Loans Bridge financing often is perceived to be a viaduct to victory valley when in fact it’s a direct rou... Full Details »	$19.95
SOX 404: A Primer You have probably heard a lot about The Sarbanes-Oxley Act, legislation passed in 2002 to strengthen... Full Details »	$39.95
Requiring Small Businesses to Expense Stock Options When large corporate scandals such as Enron and WorldCom were publicized in 2001, a great deal of ne... Full Details »	$29.95
Certification Rule 302 With the passage of the Sarbanes-Oxley Act (the “Act”) came many rules and revisions to rules that w... Full Details »	$9.95
Job Ain’t Over Til The Paperwork is Done Every company leaves a paper trail. It’s either a happy trail leading to a land filled with milk an... Full Details »	$29.95
Equity Buy-Backs Buy-back is a term which may not be clear to small company management or shareholders of significan... Full Details »	$9.95
Avoiding Business Plan Mistakes Dear Entrepreneur, Are you playing the funding game with prospective investors? Then you know th... Full Details »	$39.95
Marshalling the Forces: The Lineup Card A quarterback loses efficacy if he’s surrounded by butter fingered receivers. So also a company ca... Full Details »	$29.95
SOX 404 and the Small Company: Working with the COSO Framework Sarbanes-Oxley Section 404 requires the development of an accounting control framework for the purpo... Full Details »	$39.95
Separation & Release As a business owner or Human Resources Manager, you have decided to make some personnel changes. How... Full Details »	$9.95
SOX 301 & OTC Stocks: A Look at SOX for Small Businesses Section 301 of the Sarbanes-Oxley Act of 2002 addresses the board of directors’ audit committee spec... Full Details »	$49.95
Preferred Stock In the quest for understanding the value of corporate USA, the journey to determine value will event... Full Details »	$14.95
Business Plan Development Guide Are you playing the funding game with prospective investors? Then you know the routine: Presentatio... Full Details »	$59.95
Note Purchase Agreement If you are selling your company or contemplating buying all or a piece of another, the 11-page ample... Full Details »	$9.95
Business Plan Development Guide Are you playing the funding game with prospective investors? Then you know the routine: Presentatio... Full Details »	$59.95
Fairness Opinion or Valuation: Does one size fit all During the last decade, there was an overall increase in the number of transactions including merger... Full Details »	$9.95
Independent Director This paper provides information on topics which are of interest and importance to non-executive dire... Full Details »	$9.95
8 Tips To Speed the Process of Going Public You’ve decided to take the plunge and take your company public! You call your lawyer, talk to a coup... Full Details »	$29.95
The Spin Zone Spin-offs occur very frequently for a reason. They can unlock substantial value for shareholders of ... Full Details »	$9.95
Market Makers Market Makers are keenly aware that their firm uses its own capital, research, retail and/or systems... Full Details »	$9.95
Employee Benefits - Stock Options & Incentive Plans Equity compensa-tion (e.g., stock options) allows companies to leverage powerful financial incentive... Full Details »	$39.95
The Pink Sheets The Pink Sheets is an Electronic Quotation Service (“EQS”) whose origins go back almost one hundred ... Full Details »	$19.95
S-8 Incentive Compensation Small public companies need to conserve cash to fuel their growth; they tend to avoid compensation p... Full Details »	$9.95
10b5 Plan Insider trading prohibitions restrict executives and other insiders of public companies from trading... Full Details »	$9.95
Regulation S Reg. S is a complex set of regulations and should only be used when advised by counsel with signific... Full Details »	$9.95
Reverse Split Many companies trading on the OTCBB or Pink Sheets have used reverse stock splits. This financial st... Full Details »	$89.95
Rule 144A: The Basics Rule 144A provides a practical alternative for foreign companies desiring to raise capital in the US... Full Details »	$29.95
SOX 404: A Primer You have probably heard a lot about The Sarbanes-Oxley Act, legislation passed in 2002 to strengthen... Full Details »	$39.95
Note Purchase Agreement If you are selling your company or contemplating buying all or a piece of another, the 11-page ample... Full Details »	$9.95
Sarbanes-Oxley: A Brush Stroke With the passage of the Sarbanes-Oxley Act of 2002, the landscape for public companies as well as ac... Full Details »	$9.95
Auditor and Director Independence per the Sarbanes-Oxley Act As a result of increasing accounting and auditing fraud, the SEC has stated that the current supervi... Full Details »	$9.95
8 Tips To Speed the Process of Going Public You’ve decided to take the plunge and take your company public! You call your lawyer, talk to a coup... Full Details »	$29.95
The OTCBB – What it is, How it Works, and Why you Should be on it What is the Over-the-Counter Bulletin Board? The Over-the-Counter Bulletin Board (OTCBB)... Full Details »	$19.95